Dodd-Frank Financial Reform Act

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In reviewing the recently enacted Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act), we found two very different sections worthy of brief note.

*Small Issuers exempted from auditor certificates as to accounting controls

*SEC enforcement powers expanded against aiders and abettors and for foreign violators

Please see full alert below for more information.

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Topics:  Dodd-Frank, Extraterritoriality Rules, SEC

Published In: Administrative Agency Updates, Consumer Protection Updates, Criminal Law Updates, Finance & Banking Updates, Securities Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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