In this issue:

- Derivatives

- Regulatory Capital

- Financial Services

- Funds

- Enforcement

- Events

- Excerpt from Derivatives:

Common Data Format for Pre-LOUs for the Sharing or Publication of Data -

The Regulatory Oversight Committee (“ROC”) of the Global Legal Entity Identifier System (“GLEIS”) released initial details of a common data format that will be used as a standard by pre-local operating units (“pre-LOUs”) when publishing pre-LEI data, reducing complexity for users of pre-LEI data. The newly released information, in the form of a data dictionary, includes precise definitions of data elements such as legal name, business register name and LEI registration status. It also sets out how funds should be treated.

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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