Regulatory Developments
This update summarises current regulatory developments in the European Union and the UK focusing on the investment funds and asset management sectors, during the past three weeks.
EU Regulatory Developments
p1 EMIR Update
p2 Proposed Regulation on Central Securities Depositories
p2 The FICOD Review
p3 IOSCO Consultation on Updated CIS Valuation Principles
p3 ESMA Consultation on Future Regulatory Framework for ETFs and Other UCITS Issues
p3 Revised Hedge Fund Standards Board Standards
p4 IOSCO Consultation on Suitability Requirements for Distribution of Complex Financial Products
p4 The Proposed Short Selling Regulation
p4 ESMA Discussion Paper on Key Concepts of the AIFM Directive
p5 The Proposed EU Financial Transactions Tax UK Regulatory Developments
UK Regulatory Developments
p5 The FSA’s Retail Distribution Review: Draft VAT Guidance
p5 Supply of the KIID for Direct Sales: FSA Waiver by Consent
p6 Consolidated Version of FSMA Reflecting the Financial Services Bill as Introduced to Parliament
Please see full newsletter below for more information.
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