Financial Services Europe and International Update - November 2011 / Issue 14

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In This Issue:

European Union and International Regulatory Developments:

p1 The EU’s Transparency Directive: European Commission Proposal for an Amending Directive; p1 BCBS Consultation on Capitalisation of Exposures to CCPs; p1 Financial Stability Board Recommendations on Shadow Banking; p2 BCBS Adopts Basel Capital Framework Changes Relating to Trade Finance; p3 BCBS Consultation on Capitalisation of Exposures to CCPs; p3 EU Developments in the Fund Management Sector; p4 ESAs’ Joint Board of Appeal; p4 G20 Cannes Summit: Financial Services Issues; and, p4 Briefing Notes on CRD IV.

UK Regulatory Developments:

p4 FSA Guidance Consultation on Proportionality and Remuneration; p4 FSA Policy Statement on Remaining CRD III Amendments; p5 Legal Uncertainty in CASS and Arising from the Lehman Brothers Litigation; p5 First Investment Firm to Enter the New Special Administration Regime; p6 Structured Products: FSA Review Findings and Guidance Consultation on Retail Product Development and Governance; and, p6 FSA Policy Statement on Product Disclosure.

Please see full newsletter below for more information.

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Published In: Administrative Agency Updates, Finance & Banking Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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