Financial Services – Update on UK and European Regulatory Developments

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This update summarises current regulatory developments impacting the

asset management sector in the UK and throughout the European Union.

In this issue:

- Part A – Regulation of Financial Markets

- Part B – Regulation of Investment Management

- Part C – Regulation of Investment Funds

- Appendix: Regulatory Calendar – Key Milestones

Please see charts below for more information.

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Topics:  Asset Management, Derivatives, Dodd-Frank, ESMA, EU, European Securities and Markets Authority, FATCA, MiFID, Short Sales, Swaps, UCITS

Published In: Administrative Agency Updates, Finance & Banking Updates, International Trade Updates, Tax Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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