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FINRA Considering Amendments to Motion Rules to Confirm Right to File Reply Papers

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Currently, FINRA’s motion rules do not affirmatively provide a moving party with an opportunity to reply to a response to a motion. However, as a matter of practice, FINRA staff will forward a reply to the arbitrator upon receipt.

Please see full article below for more information.


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Published In: Administrative Law Updates, Alternative Dispute Resolution (ADR) Updates, Civil Procedure Updates, Securities Law Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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