FINRA Increases Corporate Financing Filing Fees

Explore:  FINRA SEC

On June 8, 2012, the Financial Industry Regulatory Authority (FINRA) filed with the SEC a proposed rule change increasing certain fees for filing documents under FINRA Rule 5110 (Corporate Financing Rule - Underwriting Terms and Arrangements).


Topics:  FINRA, SEC

Published In: Administrative Agency Updates, Securities Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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