Governance & Securities Law Focus: Latin America Edition

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In this issue:

- US DEVELOPMENTS

- Securities and Exchange Commission (“SEC”) Developments

- SEC Reporting Companies Begin to Comply with New Iran-Related Disclosure Requirements

- SEC Says Social Media is Acceptable for Company Announcements if Investors Are Alerted

- SEC Publishes “A Brief Overview for Foreign Private Issuers”

- New Developments, Practices and Trends for the 2012 Form 20-F

- SEC Approves NYSE and Nasdaq Listing Standards for Compensation Committees and Their Advisors

- SEC Staff Issues No Action Letter to Allow Participation in an Equity-Based Compensation Program Involving Loans to Officers and Directors

- Noteworthy US Securities Law Litigation

- Amgen v. Connecticut Retirement Plans and Trust Funds: US Supreme Court Allows Plaintiff Class to be Certified Without Separate Materiality Inquiry

- Gabelli v. SEC: US Supreme Court Rejects SEC’s Request for Exception to Statute of Limitations

- Meyer v. Greene: The Eleventh Circuit Rules that the Disclosure of an SEC Investigation is Insufficient to Plead Loss Causation

- In re LIBOR-Based Financial Instruments Antitrust Litigation: Federal Court Dismisses Antitrust Claim Against Banks Involved In Alleged LIBOR Manipulation

- Recent SEC/DOJ Enforcement Matters

- RBS LIBOR Investigation

- DEVELOPMENTS SPECIFIC TO FINANCIAL INSTITUTIONS

- Global Developments

- Obligations Coming into Force under EMIR

- Report on the Suitability Requirements for Complex Financial Transactions

- IOSCO Report on the Protection of Client Assets

- BCBS and IOSCO Consultation on Margin Requirements for Non-centrally Cleared Derivatives

- Excerpt from: Securities and Exchange Commission (“SEC”) Developments

In this section, we are covering developments relating to the implementation of provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Reform Act”) and the Jumpstart Our Business Startups Act (“JOBS Act”) through SEC rulemaking as well as other SEC developments.

Please see full newsletter below for more information.

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Topics:  Corporate Governance, Disclosure Requirements, Foreign Private Issuers, Iran Threat Reduction and Syria Human Rights Act, SEC, Social Media

Published In: International Trade Updates, Securities Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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