How Can Hedge Funds Prepare For Tougher Oversight?

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The SEC has made it clear that hedge funds will continue to be a top priority for its Enforcement Division. In addition to outlining the agency’s priorities, Bruce Karpati, Chief of the SEC Enforcement Division’s Asset Management Unit (AMU), recently discussed several steps that firms should be taking to remain off the SEC’s radar.

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Published In: Business Organization Updates, Finance & Banking Updates, Securities Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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