For Lawyers | Log In | Join | Upload
WORKING... advanced

How Can Hedge Funds Prepare For Tougher Oversight?

more+
less-

The SEC has made it clear that hedge funds will continue to be a top priority for its Enforcement Division. In addition to outlining the agency’s priorities, Bruce Karpati, Chief of the SEC Enforcement Division’s Asset Management Unit (AMU), recently discussed several steps that firms should be taking to remain off the SEC’s radar.


LOADING PDF: If there are any problems, click here to download the file.

Published In: Labor & Employment Law Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

© Bettina Eckerle, B.E. Compliance, LLC | Attorney Advertising

×

Expand Your Reach

JD Supra gets your content noticed, increases your visibility and makes your marketing efforts hassle free...

Learn More  or  Schedule a demo