How Can Hedge Funds Prepare For Tougher Oversight?

more+
less-

The SEC has made it clear that hedge funds will continue to be a top priority for its Enforcement Division. In addition to outlining the agency’s priorities, Bruce Karpati, Chief of the SEC Enforcement Division’s Asset Management Unit (AMU), recently discussed several steps that firms should be taking to remain off the SEC’s radar.

LOADING PDF: If there are any problems, click here to download the file.