After spending 10 years in the Division of Enforcement at the Fort Worth Regional Office of the Securities and Exchange Commission, Rebecca Fike gained a rare view into what many describe as one of the government’s most elusive agencies. With the SEC proposing new rules on some of the most cutting-edge issues such as SPACs, climate disclosures and ESG, and data privacy and cybersecurity, it is more important than ever to steer clients in the right direction when faced with the threat of SEC enforcement.

Join us for a presentation on how the SEC works internally, best practices when clients learn of potential SEC concerns or receive a subpoena, and how rulemaking works within the agency.

1.00 accredited CLE hours

This program is also available via webcast.

Speakers: