Investment Management Update - Focus on Data Privacy and Cybersecurity

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Pepper partners Gregory J. Nowak and Angelo A. Stio III discussed data privacy and cybersecurity issues for investment funds during a recent webinar for West LegalEdcenter. This podcast is a recording of their session.

Topics covered include why is data privacy and security important (4:51); discussion of the SEC’s Office of Compliance Inspections and Examinations and FINRA scrutiny (9:40); encryption and personally identifiable information overview (14:07); how to protect trade data See more +

Pepper partners Gregory J. Nowak and Angelo A. Stio III discussed data privacy and cybersecurity issues for investment funds during a recent webinar for West LegalEdcenter. This podcast is a recording of their session.

Topics covered include why is data privacy and security important (4:51); discussion of the SEC’s Office of Compliance Inspections and Examinations and FINRA scrutiny (9:40); encryption and personally identifiable information overview (14:07); how to protect trade data (19:10); the top threats to data privacy (21:38); what to do before a breach occurs (29:00); why cyber insurance is needed to cover for a cyber attack (32:29); and addressing a breach (45:19). See less -

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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