In This Issue:
SFC Notes Poor Quality Listing Applications; Regulation of Sponsors in Hong Kong; Class Action Reform; New Listing Decisions; New Guidance Letters; Enforcement News; and Regulatory Watch.
Excerpt from SFC Notes Poor Quality Listing Applications
In July 2012, the SFC published its Dual Filing Update, which continued to note that listing application materials were not up to the expected standard.
The areas of concern noted were...
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Topics: China, Class Action, Disclosure Requirements, Hong Kong, Listing Standards, Risk Management, SFC, Waivers
Published In: Administrative Agency Updates, Finance & Banking Updates, International Trade Updates, Securities Updates, Tax Updates
DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.
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