In This Issue:
SFC Notes Poor Quality Listing Applications; Regulation of Sponsors in Hong Kong; Class Action Reform; New Listing Decisions; New Guidance Letters; Enforcement News; and Regulatory Watch.
Excerpt from SFC Notes Poor Quality Listing Applications
In July 2012, the SFC published its Dual Filing Update, which continued to note that listing application materials were not up to the expected standard.
The areas of concern noted were...
Please see full issue below for more information.
Firefox recommends the PDF Plugin for Mac OS X for viewing PDF documents in your browser.
We can also show you Legal Updates using the Google Viewer; however, you will need to be logged into Google Docs to view them.
Please choose one of the above to proceed!
LOADING PDF: If there are any problems, click here to download the file.
Topics: China, Class Action, Disclosure Requirements, Hong Kong, Listing Standards, Risk Management, SFC, Waivers
Published In: Administrative Agency Updates, Finance & Banking Updates, International Trade Updates, Securities Updates, Tax Updates