Keeping Two Offerings from Being One Illegal One – Bruce E. Methven

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If a company makes two securities offerings too close together, the securities regulators may consider the two offerings “integrated”, meaning two parts of a single offering. That can violate the requirements of the securities exemptions being used, making the offerings illegal.

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Topics:  Accredited Investors, Crowdfunding, Investors, JOBS Act, Safe Harbors

Published In: Securities Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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