Legal Considerations for Proprietary Traders Participating in a Lift-Out

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As a result of the Volcker Rule's restrictions on the proprietary trading activities of Wall Street’s biggest banks, many traders at such proprietary trading desks are departing for better opportunities at investment management firms. Such traders need to be wary of myriad legal concerns implicated throughout each step of the transition.

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Published In: General Business Updates, Finance & Banking Updates, Intellectual Property Updates, Labor & Employment Updates, Securities Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

© Mauro Viskovic, Viskovic LLC | Attorney Advertising

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