Legal Considerations for Proprietary Traders Participating in a Lift-Out

more+
less-

As a result of the Volcker Rule's restrictions on the proprietary trading activities of Wall Street’s biggest banks, many traders at such proprietary trading desks are departing for better opportunities at investment management firms. Such traders need to be wary of myriad legal concerns implicated throughout each step of the transition.

LOADING PDF: If there are any problems, click here to download the file.


DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

© Mauro Viskovic, Viskovic LLC | Attorney Advertising

Written by:

more+
less-

Viskovic LLC on:

Reporters on Deadline

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:

Sign up to create your digest using LinkedIn*

*With LinkedIn, you don't need to create a separate login to manage your free JD Supra account, and we can make suggestions based on your needs and interests. We will not post anything on LinkedIn in your name. Or, sign up using your email address.
×
Loading...
×
×