Mutual Funds Won’t Register With CFTC Without a Fight

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The Investment Company Institute (ICI) and the U.S. Chamber of Commerce have recently filed a lawsuit against the U.S. Commodity Futures Trading Commission (CFTC), contesting a new requirement that would require funds and their investment advisers to register with the CFTC and the Securities and Exchange Commission (SEC). The lawsuit comes among a series of cases that try to undermine efforts to implement the Dodd-Frank Act.

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Published In: Finance & Banking Updates, Franchise Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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