New SEC Commissioner Calling For More Study of Fiduciary Rule

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The SEC’s newest commissioner, Daniel Gallagher, is not afraid of jumping right into the fray. In remarks before the National Society of Compliance Professionals, Gallagher put the brakes on a new fiduciary rule for advisers, saying the SEC must first determine if the change is even necessary.

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Published In: Business Organization Updates, Finance & Banking Updates, Securities Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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