The SEC’s newest commissioner, Daniel Gallagher, is not afraid of jumping right into the fray. In remarks before the National Society of Compliance Professionals, Gallagher put the brakes on a new fiduciary rule for advisers, saying the SEC must first determine if the change is even necessary.
Firefox recommends the PDF Plugin for Mac OS X for viewing PDF documents in your browser.
We can also show you Legal Updates using the Google Viewer; however, you will need to be logged into Google Docs to view them.
Please choose one of the above to proceed!
LOADING PDF: If there are any problems, click here to download the file.
Labor & Employment Law Updates
DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.
© Bettina Eckerle, B.E. Compliance, LLC | Attorney Advertising