Private Fund Update - February 18, 2014


In this issue:

- The 113th Congress

- Securities and Exchange Commission

- Commodity Futures Trading Commission (CFTC)

- The Administration

- Congressional Budget Office (CBO)

- Small Business Investor Alliance (SBIA)

- Financial Stability Oversight Council (FSOC)

- Miscellaneous

- Excerpt from Small Business Investor Alliance (SBIA)-

SBIC Regulations Class on June 12:

The SBA/SBIC will be holding an SBIC registration class on June 12 at the Hilton Gardens Inn in Washington, DC. The purpose of this class is to familiarize SBIC principles with the SBIC rules, regulations, and compliance procedures. Classes are limited in size and a licensed SBIC may not draw down leverage until all principles have completed the training.

Please see full newsletter below for more information.

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Topics:  CFTC, Compliance, Congressional Budget Office, FSOC, Private Funds, SEC, Small Business

Published In: General Business Updates, Elections & Politics Updates, Finance & Banking Updates, Securities Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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