In This Presentation: “Why Should I care about Records and Information Management?”; Forbes’ “Wall Street Fine Tracker” (http://www.forbes.com/2002/10/24/cx_aw_1024fine.html); Morgan Stanley offers $15M fine for e-mail violations: Firm was under SEC investigation for failing to save e-mails”; “NASD Fines Four Fidelity Affiliated Broker-Dealers $3.75 Million for Registration, Supervision and Email Retention Violations” Feb. 5, 2007 NASD press release; Qualcomm v. Broadcom, 2008 U.S. Dist. LEXIS 911 (Jan. 7, 2008).....

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