Complinet’s iBriefings provide a summary of current key regulatory topics that are under consideration for fundamental regulatory reform or a significant shift in approach in the aftermath of the recent financial crisis. The series aims to provide a focused update on the main issues, talking points, status quo, trends and potential developments that will impact the compliance teams at financial services firms globally. The commentary will cover the
situations in the EU and North America, and will also include any relevant perspectives from APAC and the Middle East if these are divergent.
Researched and written by Complinet’s in-house team of practitioners, the iBriefings are meant to educate compliance staff, inform business lines and initiate dialogue with senior managers. More than ever, now is the time to establish a culture of compliance throughout the firm. The iBriefing series provides relevant analysis to demonstrate the issues and convey compliance concepts to all levels of management.
Visit www.complinet.com/ibriefing to sign up to receive the entire series for free.
Firefox recommends the PDF Plugin for Mac OS X for viewing PDF documents in your browser.
We can also show you Legal Updates using the Google Viewer; however, you will need to be logged into Google Docs to view them.
Please choose one of the above to proceed!
LOADING PDF: If there are any problems, click here to download the file.