Reminder: Deadline for Form PF Annual Filers is April 30, 2013


As a reminder, smaller private fund advisers registered with the SEC and “large private equity fund advisers” with a fiscal year-end of December 31 must file their Form PF with the SEC by April 30, 2013.

Smaller private fund advisers include all SEC-registered advisers with at least $150 million in private fund assets under management that do not exceed the “large private fund adviser” thresholds. Large private fund advisers are: 
  1. advisers with at least $1.5 billion in assets under management attributable to hedge funds; 
  2. liquidity fund advisers with at least $1 billion in combined assets under management attributable to liquidity funds and registered money market funds; and 
  3. large private equity fund advisers, which are advisers with at least $2 billion in assets under management attributable to private equity funds.
Smaller private fund advisers and large private equity fund advisers are required to file Form PF annually, while other large advisers must file on a quarterly basis.


Written by:

Published In:


DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

© Foley Hoag LLP | Attorney Advertising

Don't miss a thing! Build a custom news brief:

Read fresh new writing on compliance, cybersecurity, Dodd-Frank, whistleblowers, social media, hiring & firing, patent reform, the NLRB, Obamacare, the SEC…

…or whatever matters the most to you. Follow authors, firms, and topics on JD Supra.

Create your news brief now - it's free and easy »

All the intelligence you need, in one easy email:

Great! Your first step to building an email digest of JD Supra authors and topics. Log in with LinkedIn so we can start sending your digest...

Sign up for your custom alerts now, using LinkedIn ›

* With LinkedIn, you don't need to create a separate login to manage your free JD Supra account, and we can make suggestions based on your needs and interests. We will not post anything on LinkedIn in your name.