SEC Enforcement Statistics on Investment Fraud Offer Good News for Investors

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The Securities and Exchange Commission had another record year when it comes to prosecuting investment fraud. The agency filed 734 enforcement actions in the fiscal year that ended Sept. 30, 2012, one shy of last year’s record of 735.

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Published In: Wills, Trusts, & Estate Planning Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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