SEC Proposes to Require Reporting of Large Security-Based Swap Positions

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The Securities and Exchange Commission on February 4, 2022 published in the Federal Register its proposed new Rule 10B-1 under the Securities Exchange Act of 1934, together with a related form, Schedule 10B. The SEC had voted on December 15, 2021 along party lines three-to-two to propose Rule 10B-1 and Schedule 10B.

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