SEC Publishes Responses to Frequently Asked Questions about Reporting by Advisers to Private Funds

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The SEC’s Division of Investment Management published responses to “Frequently Asked Questions” ("FAQ") about reporting by investment advisers to private funds.

The FAQ interpret Rule 204(b)-1 and Form PF, which implement amendments to the Investment Advisers Act of 1940 added by the Dodd-Frank Act. Registered investment advisers that manage $150 or more in “regulatory assets under management” attributable to private funds must file Form PF with the SEC.

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