Securities Litigation, Enforcement, and White-Collar Criminal Defense Newsletter Vol.2, No.1. Spring 2009



4 - Enforcement To Be Top Priority at Schapiro’s SEC

5 - U.K. Financial Regulator Fines Insurance Firm for Failure to Implement Anti-Corruption Policies

6 - The Legal Aftermath of a Ponzi Scheme

7 - The Green Wave and Related Disclosure Issues

9 - Using “Loss Causation” to Defeat Class Certification in a Section 10(b) Case

10 - Section 10(b) and Rule 10b-5: The U.S. Courts of Appeals Apply Different Legal Tests for Assessing the Primary Liability of Secondary Actors

Please see full newsletter for more information

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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