Source and Choice of Privilege Law in Federal Courts: Part I

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Lawyers dealing with attorney-client privilege questions obviously must assess what privilege law applies. Federal courts understandably apply federal privilege common law (essentially garden-variety principles) in federal question cases. Federal courts sitting in diversity should apply their host jurisdiction's choice of law rule in selecting the appropriate privilege law – although many courts seems to reflexively apply their host state's privilege law without a choice of law analysis.

Federal courts applying a state's privilege law must then locate it. In Greco v. Ahern, the court first properly acknowledged that "[i]n diversity actions . . . questions of privilege are controlled by state law." Case No. 21cv155-RBM (MSB), 2022 U.S. Dist. LEXIS 103338, at *12 (S.D. Cal. June 8, 2022). The court next noted that in California, "evidentiary privileges, including the attorney-client privilege, are governed by statute." Id. at *12-13. But from there, the court's analysis became complicated – recognizing an "at issue" exception not found in the statute. The court quoted an earlier California state court case explaining that "the [California] Code does not bar the courts from creating by decisional law new exceptions to various privileges." Id. at *15 (citation omitted).

Lawyers searching for the applicable attorney-client privilege law must sometimes look in the nooks and crannies of common law even in states purporting to recognize their attorney-privilege solely in statutes. Next week's Privilege Point will address a decision decided one day earlier – involving an even more convoluted analysis. 

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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