Structured Thoughts - Volume 2, Issue 8 - July 7, 2011

more+
less-

In this issue: Family Offices; The Freezer: Holding Structured Products in Inventory; and Product Intervention: An Update.

Excerpt from 'Family Offices':

On June 22, 2011, the SEC voted unanimously to adopt Rule 202(a)(11)(G)-1 under the Advisers Act, which provides an exemption from most provisions of the Advisers Act to certain family offices. To qualify for the exemption, a family office must...

Please see full publication below for more information.

LOADING PDF: If there are any problems, click here to download the file.

Published In: Administrative Agency Updates, Business Organization Updates, Finance & Banking Updates, International Trade Updates, Securities Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

© Morrison & Foerster LLP | Attorney Advertising

Don't miss a thing! Build a custom news brief:

Read fresh new writing on compliance, cybersecurity, Dodd-Frank, whistleblowers, social media, hiring & firing, patent reform, the NLRB, Obamacare, the SEC…

…or whatever matters the most to you. Follow authors, firms, and topics on JD Supra.

Create your news brief now - it's free and easy »

CONNECT

Morrison & Foerster is an international firm with more than 1,000 lawyers across 15 offices in the... View Profile »


Follow Morrison & Foerster LLP:

Reporters on Deadline