Structured Thoughts - Volume 2, Issue 8 - July 7, 2011


In this issue: Family Offices; The Freezer: Holding Structured Products in Inventory; and Product Intervention: An Update.

Excerpt from 'Family Offices':

On June 22, 2011, the SEC voted unanimously to adopt Rule 202(a)(11)(G)-1 under the Advisers Act, which provides an exemption from most provisions of the Advisers Act to certain family offices. To qualify for the exemption, a family office must...

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