Structured Thoughts - Volume 2, Issue 8 - July 7, 2011

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In this issue: Family Offices; The Freezer: Holding Structured Products in Inventory; and Product Intervention: An Update.

Excerpt from 'Family Offices':

On June 22, 2011, the SEC voted unanimously to adopt Rule 202(a)(11)(G)-1 under the Advisers Act, which provides an exemption from most provisions of the Advisers Act to certain family offices. To qualify for the exemption, a family office must...

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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