Summary of Selected Programs from SIFMA Compliance & Legal Society’s 2012 Annual Seminar

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On March 18 - 20, 2012, the Securities Industry and Financial Markets Association (SIFMA) Compliance & Legal Society hosted its annual seminar. Drawing some 1,300 securities industry participants and observers, the seminar constitutes one of the leading educational seminars of its kind.

To share information from this meeting, we are sending a summary of certain selected seminars and workshops to our clients and others. The topics discussed are listed below:

I. Regulatory and Compliance Issues

II. Regulatory Issues with Particular Products

III. Arbitrations

Please see full alert below for more information.

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Published In: Administrative Agency Updates, Alternative Dispute Resolution (ADR) Updates, Finance & Banking Updates, Securities Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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