In this podcast, Greg Nowak, a partner in Troutman Pepper’s Investment Management and Compliance and Hedge Funds Practice Groups, is joined by Evan Katz, Managing Director of Crawford Ventures, Inc., for a candid review of the investment management space after the summer of 2020.
Topics covered:
- recent enforcement actions by the SEC – crypto and MCAs
- CFTC compliance manual release and enforcement priorities
expenses and disclosure See more +
In this podcast, Greg Nowak, a partner in Troutman Pepper’s Investment Management and Compliance and Hedge Funds Practice Groups, is joined by Evan Katz, Managing Director of Crawford Ventures, Inc., for a candid review of the investment management space after the summer of 2020.
Topics covered:
- recent enforcement actions by the SEC – crypto and MCAs
- CFTC compliance manual release and enforcement priorities
expenses and disclosure issues
- raising capital in a pandemic – is 506(c) finally living up to its promise? See less -
