Underwriters, Universities and Government Debt Issuers Face a Critical Deadline

Join Pepper Hamilton in a special webinar examining the latest developments in the U.S. Securities and Exchange Commission’s Municipalities Continuing Disclosure Cooperation Initiative (MCDC Initiative), including what municipalities, universities, and underwriters of municipal government-issued debt need to consider in light of the looming deadline for entities to self-report certain violations of the securities laws under the MCDC. Hear practical insight and ask questions concerning your continuing disclosure obligations, conflict See more +
Join Pepper Hamilton in a special webinar examining the latest developments in the U.S. Securities and Exchange Commission’s Municipalities Continuing Disclosure Cooperation Initiative (MCDC Initiative), including what municipalities, universities, and underwriters of municipal government-issued debt need to consider in light of the looming deadline for entities to self-report certain violations of the securities laws under the MCDC. Hear practical insight and ask questions concerning your continuing disclosure obligations, conflict of interest issues concerning the original deal team, risk transfer, insurance and the safe harbor that may not be available after September 10, 2014.

Our presenters are leading attorneys in this area:

Frank A. Mayer, III, Partner, Financial Services Practice Group and Member, Securities and Financial Services Enforcement Group, Pepper Hamilton LLP, and a nationally recognized, Red Book-listed bond counsel

Ivan B. Knauer, Co-Chair, Securities and Financial Services Enforcement Group, Pepper Hamilton LLP. Mr. Knauer recently defended the City of Harrisburg in connection with the SEC’s allegation that the City of Harrisburg failed to disclose adverse financial information and misstated its finances.

Hope A. Comisky, Professional Responsibility Counsel, and Partner, Labor and Employment Practice Group, Pepper Hamilton LLP See less -

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Topics:  Deadlines, Debt, Debtors, Disclosure Requirements, MCDC, SEC

Published In: Insurance Updates, Securities Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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