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Update: SEC Extends Principal Trading Rule

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The SEC has officially extended the sunset for the temporary principal trading rule under the Advisers Act. It will now expire on December 31, 2014.


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Published In: Labor & Employment Law Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

© Bettina Eckerle, B.E. Compliance, LLC | Attorney Advertising

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