Using Finders to Locate Investors – Bruce E. Methven

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A number of years ago the SEC effectively banned the use of finders to locate investors for securities offerings that cross state lines. Still, a few states allow finders for their intrastate offerings (offerings made entirely within that state). California allows finders as a matter of case law. Other states that allow finders include Texas, Minnesota, Michigan and New York.

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Published In: Business Organization Updates, Commercial Real Estate Updates, Residential Real Estate Updates, Securities Updates, Wills, Trusts, & Estate Planning Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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