For Lawyers | Log In | Join | Upload
WORKING... advanced

Using Finders to Locate Investors – Bruce E. Methven

more+
less-

A number of years ago the SEC effectively banned the use of finders to locate investors for securities offerings that cross state lines. Still, a few states allow finders for their intrastate offerings (offerings made entirely within that state). California allows finders as a matter of case law. Other states that allow finders include Texas, Minnesota, Michigan and New York.


LOADING PDF: If there are any problems, click here to download the file.

Published In: Business Organization Updates, Commercial Real Estate Updates, Residential Real Estate Updates, Securities Law Updates, Wills, Trusts, & Estate Planning Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

© The California Securities Attorneys | Attorney Advertising

×

Expand Your Reach

JD Supra gets your content noticed, increases your visibility and makes your marketing efforts hassle free...

Learn More  or  Schedule a demo