Mandated Electronic Filing of Form D; Revisions to Form D


The U.S. Securities and Exchange Commission (the "Commission") recently adopted rule amendments

mandating the electronic filing a Form D Notice of Exempt

Offering of Securities and making some changes to the

information required in the form. The amendments also

clarify when amendments to Form D must be filed and

provide some additional interpretive guidance with

respect to certain information required by the form,

including when the "first sale" in an offering is considered

to take place for Form D filing purposes.

Please see full article for more information.

LOADING PDF: If there are any problems, click here to download the file.

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

© Baker Donelson | Attorney Advertising

Written by:


Baker Donelson on:

Popular Topics
Reporters on Deadline

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:

Sign up to create your digest using LinkedIn*

*By using the service, you signify your acceptance of JD Supra's Privacy Policy.

Already signed up? Log in here

*With LinkedIn, you don't need to create a separate login to manage your free JD Supra account, and we can make suggestions based on your needs and interests. We will not post anything on LinkedIn in your name. Or, sign up using your email address.