Corporate and Financial Weekly Digest - May 28, 2010

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In This Issue:

*SEC/CORPORATE

..SEC Proposes Amendments to NASDAQ Listing Rules

..SEC’s Chief Accountant Testifies on Developments in Accounting and Auditing Standards

*BROKER DEALER

..DTCC to Provide FINRA Access to Participant Position Reports

..FINRA Proposes Registration and Qualification Requirements for Certain Operations Personnel

*LITIGATION

..Motion to Dismiss Lehman-Related Securities Class Action Denied

..Court Imposes Rule 11 Sanctions Pursuant to the PSLRA

*ANTITRUST

..Supreme Court Issues Important Ruling for Joint Venturers and IP Licensing Groups

*EXECUTIVE COMPENSATION AND ERISA

..Department of Labor Drafts Unemployment Compensation Integrity Act of 2010

*UK DEVELOPMENTS

..FSA Imposes Ban and Highest-Ever Fine on Individual

..FSA Bans Former Broker Employee for Fraud

..Offshore Funds Practice Manual Issued

Please see full newsletter below for more information.

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