In this issue:

- ISS Updating QuickScore Methodology and Opening Data Validation Period

- First MAT Determinations Are Deemed Certified

- CFTC Interdivisional Working Group to Review Swap Reporting

- CFTC Reopens Comment Period for Concept Release on Automated Trading

- NFA Requests Comment on CPO/CTA Requirements

- SEC Obtains $5.6 Million Judgment Against Stockbroker for Insider Trading of Burger King Stock

- Delaware Court Rules in Favor of Former LLC Member in LLC’s Competition Claim

- FFIEC Revises Items to Be Reported on Call Reports; Items Include Remittances and Websites Soliciting Deposits

- Excerpt from CFTC Interdivisional Working Group to Review Swap Reporting:

The Commodity Futures Trading Commission has announced the formation of an interdivisional staff working group, led by the director of the Division of Market Oversight. The working group will review swap data reporting and recordkeeping requirements in Part 45 and related CFTC regulations and publish a request for public comment on such regulations by March 15, 2014. The working group will review the public comments and make recommendations to the CFTC in June 2014.

Please see full newsletter below for more information.

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Written by:

Published In:

ISS
LLC
NFA
SEC

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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