Antitrust Alert: Investing a Little Time to Consider Whether the Premerger Notification Rules Apply to Your Transaction Is Worth Its Weight in Gold


On December 19, 2007, an investment company was forced to pay the Federal Trade Commission (“FTC”) $1.1 million in civil penalties for repeatedly failing to observe the Hart-Scott-Rodino Premerger Notification Act (“HSR Act”) premerger filing requirements. The decision is not surprising, as investment companies can sometimes forget that their activities are subject to premerger filing rules. The FTC’s action this week is a million-dollar reminder.

For more information, please see this Mintz Levin Antitrust Alert.

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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