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Financial Crisis Advisory: SEC Extends Emergency Short-Sale Restrictions and Reporting Requirements

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The SEC used its emergency authority to extend a series of orders protecting against ?naked? short selling and short sales in financial institutions, requiring money managers to disclose short positions, and enabling issuers to repurchase their own securities. This client advisory assesses the current status of the SEC?s emergency actions.

See full advisory for more information.


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Published In: Finance & Banking Updates, Securities Law Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

© Mintz Levin - Public Finance | Attorney Advertising

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