Annual Report Season Is a Good Time to Review Your Registration Statements

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When a public company files its Annual Report on Form 10-K, it is deemed to have automatically updated its Securities Act registration statements that incorporate the Form 10-K by reference. These include, for example, Form S-8s and Form S-3s. This automatic update occurs even if the offering initially registered on such registration statement is no longer taking place (for example, a Form S-8 covering a stock option plan that has terminated where there are no outstanding options).

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

© TroyGould PC | Attorney Advertising

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