New Rules for Investment Advisers: Have You Properly Calculated Your Assets Under Management?

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Under the new rules for investment advisers, one of the most important factors to take into consideration when determining whether a registered investment advisor should be registered with the SEC is assets under management or AUM. In general, calculating what is considered “assets under management” requires careful analysis.

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Published In: Business Organization Updates, Finance & Banking Updates, Securities Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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