Indiana Advisers to Private Funds - State Law Registration Requirements

more+
less-

The private investment fund community (venture capital funds, private equity funds, hedge funds, etc.) is buzzing about the change wrought by Dodd-Frank that will require many advisers to private funds to register with the SEC under the Investment Advisers Act of 1940. Many are unaware of the fact that they may also be subject to state law registration requirements or exemptions therefrom, and many of those laws or exemptions have changed in the past few years or will need to change as a result of the federal law. This article (posted on the blog of Indianapolis attorney Mark Barnes) is Indiana-centric and focuses on the Indiana state law registration requirement, but every private fund investment manager needs to check its own home state law.

LOADING PDF: If there are any problems, click here to download the file.


DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

© Mark Barnes | Attorney Advertising

Written by:

more+
less-

Mark Barnes on:

JD Supra Readers' Choice 2016 Awards
Reporters on Deadline

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:

Sign up to create your digest using LinkedIn*

*By using the service, you signify your acceptance of JD Supra's Privacy Policy.

Already signed up? Log in here

*With LinkedIn, you don't need to create a separate login to manage your free JD Supra account, and we can make suggestions based on your needs and interests. We will not post anything on LinkedIn in your name. Or, sign up using your email address.
×
Loading...
×
×