Doug Cornelius

Doug Cornelius, Chief Compliance Officer

Boston, MA, United States

617.416.0000

Email: doug@dougcornelius.com

My blog on compliance and business ethics: www.ComplianceBuilding.com

Connect @

Documents RSS Feed

Subject Matter	Doc Type	Case/Document Name	Filing/Document Date
Securities Law	Pleadings	SEC v. Wyly Insider Trading Complaint against Wyly	07/29/2010
Securities Law	Legal Article/Newsletter	Fund Manager Fraud for Exceeding Leverage Limits	07/27/2010
Real Estate	Decision	Papadopoulos v. Target Corp. SJC decision in landlord liability for snow accumulation	07/26/2010
Securities Law	Legal Article/Newsletter	Do Prosecutions Stop Insider Trading?	07/20/2010
Commercial Law & Contracts, Criminal Law	Decision	US v. Lay Sixth Circuit Upholds Hedge Fund Manager Fraud Conviction	07/14/2010
Business Organizations, Elections & Politics	Decision	Green Party v. Garfield Connecticut's Pay to Play Law Upheld (Mostly)	07/13/2010
Civil Procedure, Constitutional Law, Electronic Discovery	Decision	City of Ontario v. Quon Supreme Court Decision in Quon	06/17/2010
Securities Law	Pleadings	SEC v. Sebbag and Hoxie SEC Complaint in Brazen Insider Trading Scheme	05/26/2010
Criminal Law, Securities Law	Pleadings	US v. Hoxie and Sebbag Criminal Complaint in Brazen Insider Trading Scheme	05/26/2010
Communications & Media Law, Electronic Discovery, Science, Computers, & Technology	Decision	Buckley H. Crispin v. Christian Audigier Inc Order in Crispin case regarding subpoena for social networking sites	05/26/2010
Commercial Law & Contracts, Real Estate	Decision	Post v. Killington Opinion and Order in Killington season pass case	05/17/2010
Securities Law	Pleadings	Glitnir Bank HF v. Johannesson et al. Complaint filed by an Iceland's Glitnir Bank against its former executives	05/11/2010
Labor & Employment Law, Securities Law	Decision	Lawson vs. FMR LLC District Court decision in a SOX Whistleblower Case for Mutual Funds	03/31/2010
Securities Law	Decision	Jones v. Harris Associates Supreme Court Decision on Mutual Fund Fees	03/30/2010
Labor & Employment Law	Decision	Stengart v. Loving Care NJ Decision on Monitoring of Employee Email	03/30/2010

Next >

Showing 1-15 of 280 | Go to Page: of 19 | Results per page:

THIS PROFILE MAY CONSTITUTE ATTORNEY ADVERTISING. PRIOR RESULTS DO NOT GUARANTEE A SIMILAR OUTCOME. ANY CORRESPONDENCE WITH THIS PROFILE HOLDER DOES NOT CONSTITUTE A CLIENT/ATTORNEY RELATIONSHIP. NEITHER THE CONTENT ON THIS PROFILE NOR TRANSMISSIONS BETWEEN YOU AND THE PROFILE HOLDER THROUGH THIS PROFILE ARE INTENDED TO PROVIDE LEGAL OR OTHER ADVICE OR TO CREATE AN ATTORNEY-CLIENT RELATIONSHIP.