JASON KUESER – THE KUESER LAW FIRM

312 NE VIEWPARK DRIVE
LEES SUMMIT, MO 64086, United States

Caveat Consiliator - Let the Adviser Beware: Imposing Fiduciary Duties on Fee-Based Financial Professionals

This article proposed that fee-based financial professionals should be subjected to mandatory fiduciary standards. In addition to providing background information about stockbrokers, financial advisers, investment advisers, and…more
| Business Torts, Consumer Protection, Finance & Banking, Securities Law

Caveat Consiliator: Let The Adviser Beware -- Imposing Fiduciary Duties on Fee-Based Financial Professionals

The author argues that fee-based financial professionals (i.e., stockbrokers, financial advisors, financial planners) should be subject to per se fiduciary duties. The article was published in the Spring 2007 edition of the…more
| Alternative Dispute Resolution (ADR), Business Torts, Finance & Banking, Professional Malpractice, Securities Law

Caveat Consiliator

This article was published in the Spring 2007 edition of the PIABA Bar Journal. The author argues that fee-based investment advisors should be subject to per se fiduciary duties…more
| Alternative Dispute Resolution (ADR), Business Torts, Finance & Banking, Professional Malpractice, Securities Law
Areas of Practice
  • Alternative Dispute Resolution (ADR)
  • Business Torts
  • Class Action
  • Commercial Law & Contracts
  • Finance & Banking
  • Litigation
  • Securities Law
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