Mintz Levin - Securities Litigation & Compliance Matters

Practice/Organization Description

Mintz Levin has an exemplary record of success in securities litigation, derivative suits, enforement proceedings, and regulatory investigations. With a bench that includes former officials from the SEC, DOJ, and state attorneys general, the firm takes an aggressive and cost-effective approach to resolving clients’ securities and compliance issues.

Areas of Focus

Broker-dealer issues

Class actions

Complex derivative issues

Contested mergers and acquisitions

Corporate compliance

Corporate control disputes

D & O liability insurance

Financial fraud

Insider trading and short-swing profits

Institutional investor class action recovery

Internal investigations

Investment advisers and fund managers

Risk management and executive protection

Shareholder derivative actions

SEC, FINRA, government agencies

White collar defense


One Financial Center
Boston, MA 02111, United States

  • 617-542-6000
  • 617-542-2241

Areas of Practice
  • Litigation
  • Securities Law
Other U.S. Locations
  • California
  • Connecticut
  • D.C.
  • Massachusetts
  • New York
Other Countries
  • Israel
  • United Kingdom
Number of Attorneys

100+ Attorneys

This profile may constitute attorney advertising. Prior results do not guarantee a similar outcome. Any correspondence with this profile holder does not constitute a client/attorney relationship. Neither the content on this profile nor transmissions between you and the profile holder through this profile are intended to provide legal or other advice or to create an attorney-client relationship.

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