Mark Astarita – Sallah Astarita & Cox, LLC

FINRA Broker Check Used for Fraud

FINRA has taken information from brokers, intended for private regulatory use, and placed it on the Internet. Unfairly invading the privacy of the 600,000+ financial services employees who are registered with FINRA was bad…more
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Responding to an SEC Subpoena

Tips and suggestions for the appropriate manner in which to handle a subpoena from the Securities and Exchange Commission…more
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Securities Arbitration Overview

A complete walkthrough of the securities arbitration process, for financial professionals and investors. Authored by securities attorney Mark J. Astarita, this walkthrough has been downloaded tens of thousands of times. Updated…more
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The Case For Flat Fees For Defense in Securities Arbitration

Flat fees can used in litigation defense. This article examines the use of flat fees for the defense of securities arbitration claims,which results in a benefit to the client and the law firm…more
| Alternative Dispute Resolution (ADR), Finance & Banking, Law Practice Products & Services, Securities Law
Contact

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New York, NY 10017, United States

  • 212-509-6544

Areas of Practice
  • Business Organizations
  • Business Torts
  • Commercial Law & Contracts
  • Finance & Banking
  • Litigation
  • Mergers & Acquisitions
  • Science, Computers, & Tech
  • Securities Law
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