Eckerle Law

41 Madison Avenue, 25th Fl
New York City, NY 10010, United States

Contact: Bettina Eckerle

  • 646 202 2518

The Advisor as Fiduciary - 2015, Vol. 2

This is my favorite topic. If you read my last post, you understand why I believe that acting in the spirit of "fiduciary" sets every advisory firm up for success, compliance and otherwise. One of the few remaining items in Dodd…more

Broker-Dealer, Dodd-Frank, Fiduciary Duty, FINRA, Investment Adviser

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Areas of Practice
  • Business Organizations
  • Commercial Law & Contracts
  • Finance & Banking
  • International Law & Trade
  • Mergers & Acquisitions
  • Securities Law
Locations
Other U.S. Locations
  • New York
Number of Attorneys

Sole Practitioner

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