BuckleySandler LLP

OFAC Announces Settlement with Money Services Business for Violations of Sanctions Programs

On March 23, Department of the Treasury’s OFAC announced a settlement agreement with a large money services business (MSB) for failing to implement an effective compliance program “to identify, interdict, and prevent…more
| Administrative Law, Commercial Law & Contracts, Elections & Politics, Finance & Banking, International Law & Trade

SEC Adopts Rule Giving Access to Capital for Smaller Companies

On March 25, the SEC adopted final rules to amend Regulation A, a current exemption from registration for smaller companies issuing securities. The new rules, which allow smaller companies to offer and sell up to $50 million of…more
| Administrative Law, Business Organizations, Commercial Law & Contracts, Securities Law

DOJ Enters Into Plea Agreement with Oil Company For Violating U.S. Sanctions Laws

On March 25, the DOJ entered into a plea agreement with an oil company that agreed to pay over $230 million and plead guilty for facilitating illegal transactions and participating in trade activities with Iran and Sudan…more
| Criminal Law, Elections & Politics, Energy & Utilities, International Law & Trade

D.C. Federal District Court Dismisses Lawsuit Seeking to Block $13 Billion DOJ Settlement

On March 18, the U.S. District Court for the District of Columbia dismissed a lawsuit brought by a non-profit organization challenging the $13 billion global settlement agreement entered by the U.S. Department of Justice (DOJ)…more
| Alternative Dispute Resolution (ADR), Civil Remedies, Constitutional Law, Finance & Banking, Nonprofit Law

CSBS Proposes Regulatory Framework for Non-Bank Mortgage Servicers

On March 25, the Conference of State Bank Supervisors (“CSBS”) and the American Association of Residential Mortgage Regulators (“AARMR”) issued a proposal seeking public comment on its Proposed Regulatory Prudential Standards…more
| Finance & Banking, Real Estate - Residential

CFPB Seeks Consumer Feedback in Review of Credit Card Market

On March 17, the CFPB announced a Request for Information (RFI) seeking public comment on key aspects of the credit card market. This RFI is a part of a review mandated by the Credit Card Accountability, Responsibility, and…more
| Finance & Banking, Consumer Protection

Fed and OCC Assert Bank Examination Privilege in Mortgage-Backed Securities Class Action

On March 23, the Federal Reserve and the Office of the Comptroller of the Currency – both non-parties in the suit – filed briefs requesting that a district court reject a motion to compel discovery of over 30,000 documents held…more
| Civil Procedure, Electronic Discovery, Finance & Banking, Real Estate - Residential, Securities Law

Special Alert: CFPB Releases Outline Of Proposed Rule For Payday, Vehicle Title, And Similar Loans

On March 26, the CFPB announced that it is considering proposing a rule to “end payday debt traps” and released several related documents, including a fact sheet and an outline of the proposal that will be presented to a panel…more
| Business Organizations, Labor & Employment Law, Finance & Banking, Consumer Protection

CFPB Releases Policy Statement on Consumer Complaint Narratives, Also Issues RFI

On March 19, the CFPB announced the publication of its Final Policy Statement on disclosure of complaint narratives. The Final Policy allows consumers who file complaints with the CFPB to “opt-in” to have the actual narrative of…more
| Finance & Banking, Consumer Protection

Federal and State Agencies Announce $714 Million FX Settlement

On March 19, four federal and state agencies –DOJ, the Department of Labor (DOL), the SEC, and New York Attorney General – entered into a proposed $714 million settlement agreement against a large bank to resolve allegations of…more
| Administrative Law, Labor & Employment Law, Finance & Banking, Science, Computers, & Technology, Government Contracting

Trending: A Principles-Based Approach To US Financial Regs

While the United States has traditionally utilized rules-based policies, there has been a recent trend toward integrating principles-based policies and behavioral economics in regulating consumer financial products. For a…more
| Finance & Banking, Consumer Protection, International Law & Trade

FTC and CFPB Reauthorize Memorandum of Understanding

On March 12, the FTC announced its coordination with the CFPB to reauthorize for a three-year term their memorandum of understanding (MOU), which outlines the two agencies’ coordination under the Consumer Financial Protection…more
| Antitrust & Trade Regulation, Finance & Banking, Consumer Protection

DOJ Assistant AG Delivers Remarks on Anti-Money Laundering and Financial Crimes

On March 16, DOJ Assistant AG Leslie Caldwell delivered remarks at the annual ACAMS anti-money laundering conference regarding the importance of establishing and maintaining robust compliance programs within financial…more
| Administrative Law, Commercial Law & Contracts, Finance & Banking

FinCEN Assesses $75,000 Penalty Against Check Casher Business for Violating Anti-Money Laundering Laws

On March 18, the Financial Crimes Enforcement Network (FinCEN) assessed a $75,000 civil money penalty against a Colorado check casher and its general manager and ordered it to cease all business activities for “willfully…more
| Administrative Law, Commercial Law & Contracts, Finance & Banking

FINRA Announces $1.5 Million Sanction Against Broker-Dealer and Bars President for Fraud

On March 12, FINRA announced an order requiring a New York-based broker-dealer to pay over $1 million in restitution and $500,000 in fines for alleged fraud in sales of a private placement offering. According to the Order, from…more
| Administrative Law, Civil Remedies, Finance & Banking, Securities Law
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Contact

1250 24th Street, NW Suite 700
Washington, D.C. 20037, United States

Contact: Ezra Crawford

  • 202•349•8000
  • 202•349•8080

Areas of Practice
  • Appellate Practice
  • Bankruptcy
  • Business Organizations
  • Business Torts
  • Class Action
  • Commercial Law & Contracts
  • Criminal Law
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  • Government
  • Insurance
  • International Law & Trade
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  • Privacy
  • Real Estate
  • Science, Computers, & Tech
  • Securities Law
See more
Locations
Other U.S. Locations
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  • Illinois
  • New York
Other Countries
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Number of Attorneys

100+ Attorneys

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