Jackson Steiner

228 Park Avenue
New York, NY 10003, United States

Contact: Belinda King

  • 646-652.6701

SEC Lifts Ban on General Solicitation in Private Placements under Reg. D

On July 10, 2013, the Securities & Exchange Commission finally softened its position on general solicitation and general advertising, in connection with private placements, by amending Rule 506 of Regulation D, and creating new…more
| Finance & Banking, Securities Law

Checklist for Issuers of Private Placements under Regulation D, Rule 504, 505, and 506

The article is designed as a practical guide and reference for issuers and legal counsel who are contemplating, preparing for, or already working on a private placement of restricted and unregistered securities under Regulation…more
| Finance & Banking, Mergers & Acquisitions, Securities Law

SEC Proposes Rule Banning Bad Actors from Private Placements under Regulation D, Rule 506

Article details and summarizes the scope and possible effects of the SEC’s proposed new rule to ban felons and other bad actors from offerings relying on an exemption under Regulation D, Rule 506…more
| Finance & Banking, Securities Law

Securities & Exchange Comission Issues a New "Accredited Investor" Compliance and Disclosure Interpretation (CDI 179.01)

Article details changes to the accredited investor definition as a result of the SEC’s new Compliance and Disclosure Interpretation (CDI 179.01), which became effective on July 21, 2010, and redefines the underlying wealth…more
| Finance & Banking, Securities Law

Introduction to Private Placements under Regulation D

The article is designed to provide a brief introduction to private placements under Regulation D for entrepreneurs, business owners, and management of emerging growth companies who contemplate raising outside financing through…more
| Finance & Banking, Securities Law
Areas of Practice
  • Business Development
  • Financial Services
Locations
Other Countries
  • United Kingdom
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