The LeGaye Law Firm brings depth of knowledge and experience gained from years of hands-on experience in providing legal counsel and coordination of regulatory compliance services to the financial services industry. The firm’s expertise is targeted to answer and respond to the complex legal and practical regulatory and compliance questions and challenges facing broker-dealer and investment advisory entities on a timely and cost-effective basis. The legal advice and compliance services provided assists firms and managers in maintaining compliance with a multitude of regulatory requirements.
Texas Bar Association
University of Houston Law Center, Doctor of Jurisprudence
Professional Associations & Memberships
National Society of Compliance Professionals, American Bar Association, Houston, Bar Association
Areas of Practice
- Business Organizations
- Securities Law
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