Daniel LeGaye – The LeGaye Law Firm, PC

Practice/Organization Description

The LeGaye Law Firm brings depth of knowledge and experience gained from years of hands-on experience in providing legal counsel and coordination of regulatory compliance services to the financial services industry. The firm’s expertise is targeted to answer and respond to the complex legal and practical regulatory and compliance questions and challenges facing broker-dealer and investment advisory entities on a timely and cost-effective basis. The legal advice and compliance services provided assists firms and managers in maintaining compliance with a multitude of regulatory requirements.

Bar Admissions

Texas Bar Association

Education

University of Houston Law Center, Doctor of Jurisprudence

Professional Associations & Memberships

National Society of Compliance Professionals, American Bar Association, Houston, Bar Association

Contact

2002 Timberloch, Suite 200
The Woodlands, TX 77380, United States

  • 281-367-2454
  • 866-338-6353

Areas of Practice
  • Business Organizations
  • Securities Law
This profile may constitute attorney advertising. Prior results do not guarantee a similar outcome. Any correspondence with this profile holder does not constitute a client/attorney relationship. Neither the content on this profile nor transmissions between you and the profile holder through this profile are intended to provide legal or other advice or to create an attorney-client relationship.

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