A discussion of Goldman Sachs' recent settlement with the SEC, its effect on the firm and other firms, and how it differs from a settlement concerning insider trading…more
Short summary of e-discovery obligations, what it might encompass and what the potential consequences of spoliation might be…more
Brief overview of the provisions in the JOBS Act which have an impact on small businesses' ability to raise capital…more
An overview of the points of negotiation in a new employment contract, bearing in mind the current economic climate…more
An overview of a recent SEC case involving AA as the basis for a duty of trust and confidence in the context of insider trading…more
An overview of an SEC case involving an individual who placed insider trades in his wife's account…more
A brief overview of what it means to be a relief defendant in an SEC action…more
A review of the STOCK Act passed by Congress addressing Congressional Insider Trading…more
UK hedge fund founder targeted in Financial Services Authority insider trading probe - explores the similarities between Einhorn and Mark Cuban's SEC case…more
An overview of the SEC's recent guidance issued on the use of social media sites such as Facebook, Twitter, Google+, YouTube, LinkedIn, blogs and bulletin boards and the potential implications for registered investment advisers…more
An overview of the most important news stories in securities law during 2011 and a discussion of their impact…more
An overview of the SEC's latest final rule - incorporating the changes to the accredited investor standard…more
An update on SDNY Judge Rakoff's decision to reject the settlement proposed between the SEC & Citigroup - and what the SEC's decision to appeal demonstrates…more
An overview of the SEC's process - from the investigatory stage to an enforcement action…more
An overview of the ways in which Chairman Shapiro would like to increase potential civil penalties under the securities laws…more
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