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Contact: Doug Ashburn

It’s Easier This Way: Justin Llewellyn-Jones of Fidessa Maps A Compliance Path for Firms [Video]

Today, firms are dealing with three major issues: regulation, compliance and global economics. None of the three are friendly to firms and that’s where Justin Llewellyn-Jones, chief operating officer of Fidessa, believes there…more
| Finance & Banking, Securities Law

Speed Reader: FIA Europe’s Simon Puleston Jones making his way through MiFID II [Video]

EU regulation continues to wind its way through the system. That’s keeping Simon Puleston Jones a busy man. As chief executive of FIA Europe, he’s busy making his way through the EU’s 845-page consultation document that…more
| Finance & Banking, Securities Law

Slick Transition: ICE Clear Europe’s Paul Swann Talks NYSE Integration [Video]

ICE Clear Europe is at the center of the Intercontinental Exchange’s effort to expand across Europe, as well as integrate NYSE Liffe products into its market. The clearing house has been busy trying to adjust to new regulations…more
| Finance & Banking, Securities Law

A Tale of Two Issues: Zach Ziliak Breaks Down the HFT Debate [Video]

Today’s financial markets can be summed up in three words - global, fast, and complex. But as the market structure evolves, so must the regulatory structure that oversees it. John Lothian News has spoken with several industry…more
| Finance & Banking, Securities Law

Data Dive: CFTC’s O’Malia says swaps analytics need work [Video]

The CFTC is mandated to help police the futures arena and its much bigger relative, the swaps market. Collecting and monitoring data on the swaps market has been a vexing problem for the agency, but CFTC Commissioner Scott…more
| Finance & Banking, Securities Law

Closer Look: CFTC’s O’Malia taking a hard look at HFT [Video]

Michael Lewis’ book “Flash Boys” stirred up debate about high frequency trading like no other. Regulators, such as the Commodity Futures Trading Commission (CFTC) are taking a more in-depth look at the trading method to…more
| Finance & Banking, Securities Law

Keith Ross on HFT, Reg NMS and Dark Pools [Video]

Today’s financial markets can be summed up in three words - global, fast, and complex. But as the market structure evolves, so must the regulatory structure that oversees it. John Lothian News has spoken with several industry…more
| Finance & Banking, Securities Law

Keep it Simple: Peter Nabicht on Liquidity and Simplicity of Market Structure [Video]

Today’s financial markets can be summed up in three words - global, fast, and complex. But as the market structure evolves, so must the regulatory structure that oversees it. John Lothian News has spoken with several industry…more
| Finance & Banking, Securities Law

Flash Point: Peter Nabicht Talks HFT, Innovation and Misinformation [Video]

Today’s financial markets can be summed up in three words - global, fast, and complex. But as the market structure evolves, so must the regulatory structure that oversees it. John Lothian News has spoken with several industry…more
| Finance & Banking, Securities Law

Open for Business: SEF Competition Heating Up in the New Market Structure [Video]

Swap execution facilities (SEFs) were given life by the Dodd-Frank Act, which requires over-the counter (OTC) swaps to be cleared and traded on this new type of regulated platform. The CFTC published its final SEF rules in…more
| Finance & Banking, Securities Law

Open for Business: SEFs Navigate the New Regulatory Environment  [Video]

Swap execution facilities (SEFs) were given life by the Dodd-Frank Act, which requires over-the counter (OTC) swaps to be cleared and traded on this new type of regulated platform. The CFTC published its final SEF rules in…more
| Finance & Banking, Securities Law

CFTC’s Scott O’Malia Calls for a Plan of Action on Swap Data [Video]

New Dodd-Frank rules have allowed regulators their first look into swap data repositories, but the quality of swap data is not always up to par. In fact, it has been called “a mess” by CFTC Commissioner Scott O’Malia, who also…more
| Finance & Banking, Securities Law

Clearinghouses: What’s in a name? CME’s Kim Taylor Says Extra Cost [Video]

Clearinghouses are now considered systemically important to financial markets. But with that designation are new regulations and capital requirements. John Lothian News sat down with Kim Taylor of CME Clearing to talk about how…more
| Finance & Banking, Securities Law

Connecting the Data Dots: Sapient’s Jim Bennett Talks Compliance Reporting [Video]

Jim Bennett of Sapient Global Markets knows full well how critical it is to properly integrate systems. “Standardized, automated messaging is the key” to compliance and reporting says Bennett, but platforms must also be flexible…more
| Finance & Banking, Securities Law

Cross-Border Regulation of Swaps Update from ISDA's Robert Pickel (Part 1) [Video]

Robert Pickel is the CEO of the International Swaps and Derivatives Association (ISDA). Since joining ISDA in 1997, Pickel has worked to promote and advocate for OTC market participants and work with international regulatory…more
| Finance & Banking, Securities Law
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