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MarketsReformWiki

NFA Chairman Chris Hehmeyer Talks Bankruptcy Reform [Video]

One of the issues that emerged from the MF Global collapse was the complex and often frustrating US bankruptcy process. In the case of MF Global, futures customers’ claims were lumped in with other creditors. As such, it took…more

| Bankruptcy, Finance & Banking, Insurance, Securities Law

An Update on SEF, IDB and Swap Regulation from Chris Ferreri of ICAP [Video]

Chris Ferreri is a managing director at ICAP North America, where he oversees ICAP ETC, the company’s hybrid brokered OTC solution. He was the first chairman of the Wholesale Markets Brokers’ Association Americas Inc. (WMBA…more

| Finance & Banking, Securities Law

Jill Sommers Reflects on the CFTC, Dodd-Frank, and Her Future [Video]

Jill Sommers, Commissioner of the Commodity Futures Trading Commission (CFTC), is stepping down after the first quarter of this year. Sommers spoke with JLN editor-in-chief Jim Kharouf about the progress of Dodd-Frank, position…more

| Finance & Banking, Securities Law

Confirmations: NFA and CME’s Financial Match.com [Video]

Watch the Restoring Customer Confidence video series: http://jlne.ws/TJeVtG About this solution: The fraud at Peregrine Financial Group was uncovered in July 2012 by the National Futures Association (NFA) which used an…more

| Finance & Banking, Securities Law

Confirmations: Plugging Into Electronic Confirmations [Video]

Watch the Restoring Customer Confidence video series: http://jlne.ws/TJeVtG About this solution: Capital Confirmation, which runs Confirmation.com, is credited with helping to unveil the massive $215 million fraud at…more

| Finance & Banking, Securities Law

CFTC Proposal Poses “Monumental” Challenge to FCMs [Video]

A rule proposed by the Commodity Futures Trading Commission (CFTC) designed to strengthen safeguards for customer deposits at futures commission merchants (FCMs) is threatening to overhaul the futures brokerage system. The…more

| Finance & Banking, Securities Law

Daily Reports: Tell Us Where The Money Is [Video]

Watch the Restoring Customer Confidence video series: http://jlne.ws/TJeVtG About this solution: In the months and days since MF Global’s collapse and the Peregrine Financial Group’s fraud, some have argued simply for more…more

| Finance & Banking, Securities Law

Customer Protection Fund: Slip it to SIPC [Video]

Watch the Restoring Customer Confidence video series: http://jlne.ws/TJeVtG About this solution: If there is one solution to restoring customer confidence in futures that has been talked about more than any other, it would…more

| Finance & Banking, Securities Law

Customer Segregation: Keep It Separate [Video]

Watch the Restoring Customer Confidence video series: http://jlne.ws/TJeVtG About this solution: There has been much talk about protecting customer funds but keeping them in segregated accounts outside of the brokerage…more

| Finance & Banking, Securities Law

HFT Rules: Rules for the Algo Highway [Video]

Watch the Restoring Customer Confidence video series: http://jlne.ws/TJeVtG About this solution: Customer confidence has been hit by a number of different events over the past several years and high frequency trading (HFT)…more

| Finance & Banking, Securities Law

HFT Rules: Three Part HFT Harmony [Video]

Watch the Restoring Customer Confidence video series: http://jlne.ws/TJeVtG About this solution: High Frequency Trading (HFT) has been in the financial press a lot over the past several years. From the Flash Crash of 2010…more

| Finance & Banking, Securities Law

Customer Protection Fund: Building a Better Piggy Bank [Video]

Watch the Restoring Customer Confidence video series: http://jlne.ws/TJeVtG About this solution: Is there any protection for my futures account? That is the key question for futures customers today and quite likely, the…more

| Finance & Banking, Securities Law

Ratings: How Does Your Broker Rate? [Video]

Watch the Restoring Customer Confidence video series: http://jlne.ws/TJeVtG About this solution: If you knew the financial health of your futures broker, would that help you decide which firm to work with? James Gellert,…more

| Finance & Banking, Securities Law

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